Tracey Calvert
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Boeken van Tracey Calvert
Tracey Calvert
COLP and COFA
It is a condition of authorisation that all SRA-authorised law firms must have a compliance officer for legal practice (COLP) and a compliance officer for finance and administration (COFA).
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Tracey Calvert
Regulation, Compliance and Ethics in Law Firms
Without an understanding of regulatory expectations, compliance duties and ethical behaviours, a firm runs the risk of censure, adverse publicity, and client dissatisfaction.
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Tracey Calvert
In-house Lawyers' Risk and Compliance Questions and Answers
Through a series of questions and answers, this book will assist solicitors employed by non-solicitor employers to understand and manage their regulatory and ethical duties.
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Tracey Calvert
Conflicts, Confidentiality and Disclosure
With an easily accessible Q&A format, this book will provide anyone regulated by the SRA or employed in an SRA-regulated firm with key knowledge about risk management of conflicts of interests and duties that relate to confidentiality and disclosure.
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